Due Diligence & Feasibility

Aboriginal heritage checks for NSW DAs: AHIMS and the due diligence code

When a NSW DA needs an Aboriginal heritage check: the AHIMS search, the 5-step due diligence code, the 200m-from-waters test and when an AHIP is needed.

Aboriginal objects in NSW are protected under the National Parks and Wildlife Act 1974, and harming one without an Aboriginal Heritage Impact Permit (AHIP) is an offence, including a strict liability offence where you did not know the object was there. The main defence is showing you exercised due diligence, which in practice means following the Due Diligence Code of Practice for the Protection of Aboriginal Objects in New South Wales. The code is a five-step test. It starts with whether your works will disturb the ground and a search of the Aboriginal Heritage Information Management System (AHIMS). It then asks whether the site has landscape features, such as land within 200 metres of waters, that make objects likely on undisturbed land. Councils increasingly expect to see that process documented with DAs for subdivisions, townhouses and new houses on larger or less disturbed sites.

Key takeaways

  • Following the Due Diligence Code of Practice is regarded as due diligence under the National Parks and Wildlife Act 1974 and gives a defence to the strict liability offence of harming an Aboriginal object without an AHIP.
  • Step 1 asks whether the activity will disturb the ground surface or culturally modified trees; step 2a is an AHIMS search; step 2b checks landscape features.
  • On land that is not disturbed land, works within 200 metres of waters, within a sand dune system, on a ridge top, ridge line or headland, within 200 metres of a cliff face, or within 20 metres of a cave or rock shelter must go to step 3.
  • An AHIMS search more than 12 months old must be repeated, and a clear search does not prove there are no objects, because AHIMS only holds what has been recorded.
  • If harm cannot be avoided after desktop assessment, inspection and investigation, an AHIP is required before the works.

Who this is for: developers and builders preparing DAs for subdivisions, townhouses or houses on larger, creek-side or less disturbed sites on the Central Coast, the Hawkesbury, the Hunter, the Illawarra and the Western Sydney growth areas, who need to know what Aboriginal heritage work the council will expect.

Why does Aboriginal heritage come up in a residential DA?

The National Parks and Wildlife Act 1974 protects all Aboriginal objects, whether recorded or not. The Due Diligence Code explains that a person who exercises due diligence in deciding their actions will not harm Aboriginal objects has a defence against prosecution for the strict liability offence if they later unknowingly harm an object without an AHIP. The code is adopted by the National Parks and Wildlife Regulation, and carefully following it is regarded as due diligence.

Councils consider heritage under section 4.15 of the EP&A Act and the heritage conservation clause of their LEP (clause 5.10 in the Standard Instrument LEPs, which covers Aboriginal objects and Aboriginal places of heritage significance). For a small infill duplex on a long-developed suburban lot, the answer is usually short. For a greenfield subdivision near a creek in Box Hill, Riverstone or Leppington, or a block near the water on the Central Coast, the council will want to see the process followed properly.

What are the five steps in the due diligence code?

  1. Step 1: Will the activity disturb the ground surface? Or any culturally modified trees. If not, you can proceed without further assessment. Most building work disturbs the ground.
  2. Step 2a: Search AHIMS and use other information you already have. Check whether Aboriginal sites have been recorded in the area, and consider any previous studies or reports.
  3. Step 2b: Check landscape features. Regardless of the AHIMS result, consider whether objects are likely given the landscape. On land that is not disturbed land, the triggers below send you to step 3.
  4. Step 3: Can you avoid harm? If objects are likely, can the works avoid them and the landscape feature? If so, proceed with caution.
  5. Step 4: Desktop assessment and visual inspection. If harm cannot be avoided, assess and inspect. If nothing indicates objects, proceed with caution.
  6. Step 5: Further investigation and impact assessment. If harm to objects will occur, an AHIP application is required.

The steps are numbered one to five in the code, with step 2 split into 2a and 2b, which is why the list above has six entries.

Which landscape features matter under step 2b?

The code lists landscape features that indicate the likely presence of Aboriginal objects. If your activity is on land that is not disturbed land and is:

Landscape feature (step 2b) Typical sites where this arises
Within 200 metres of waters (rivers, creeks, lakes, lagoons, wetlands, tidal waters) Creek-side lots in the growth areas, lake-side land at Lake Macquarie and the Central Coast lakes
Within a sand dune system Coastal suburbs of the Central Coast, Port Stephens and the Illawarra
On a ridge top, ridge line or headland Ridge-top rural residential land in the Hills and Hawkesbury
Within 200 metres below or above a cliff face Escarpment land in the Illawarra and Blue Mountains
Within 20 metres of, or in, a cave, rock shelter or cave mouth Sandstone country in northern Sydney and the Hawkesbury

then you must go to step 3. The phrase that matters is “not disturbed land”. Land that has been previously disturbed by clearing, building, roads or earthworks is treated differently, so an established suburban lot near a creek is not in the same position as an untouched paddock beside it. The code defines disturbed land, and the definition should be applied honestly: an old house pad is disturbed; a grazing paddock may not be.

How do you search AHIMS, and what does it tell you?

AHIMS is the state database of recorded Aboriginal sites, maintained by the NSW Government. A basic search can be run online after registering, using a lot and deposited plan, coordinates or the map viewer. If the basic search returns recorded sites or declared places, an extensive search can be requested. The code says a search more than 12 months old must be repeated to make sure the information is current.

The limit of AHIMS is simple: it only holds what has been reported. Large parts of Western Sydney and the Central Coast have never been surveyed in detail, so a clear search is a starting point, not a clearance. That is why step 2b exists.

How we build this into a DA

  1. At due diligence stage, run the AHIMS basic search and keep the dated results.
  2. Assess whether the site is disturbed land, with historical imagery and site photographs.
  3. Map the step 2b landscape features against the site: distance to waters, ridges, dunes, cliffs, rock shelters.
  4. If the code allows, record the reasons you can proceed with caution and include a short due diligence statement with the DA.
  5. If not, engage a heritage consultant for the desktop assessment and inspection, and design to avoid harm where possible.
  6. If harm cannot be avoided, allow for Aboriginal community consultation and an AHIP in the program.
  7. Include an unexpected finds condition or protocol in the construction management plan, and make sure site crews know it.

The mistakes we see

The first is treating a clear AHIMS search as the whole answer. Councils and Heritage NSW will look for the step 2b analysis. The second is leaving it until an RFI. On a subdivision, the AHIP process involves consultation and takes time; finding that out after lodgement can push a project out by many months. The third is the construction phase. The code is clear that if human remains are found, work must stop, the site must be secured and the NSW Police and the relevant agency notified. Contractors need to know that before the excavator starts.

Definitions

Aboriginal object
Any deposit, object or material evidence relating to Aboriginal habitation of NSW, protected under the National Parks and Wildlife Act 1974.
AHIMS
The Aboriginal Heritage Information Management System, the NSW register of recorded Aboriginal sites and declared Aboriginal places.
AHIP
An Aboriginal Heritage Impact Permit, required before harming an Aboriginal object or Aboriginal place.
Due diligence
Taking reasonable and practicable steps to work out whether an activity will harm Aboriginal objects and to avoid that harm, as set out in the Due Diligence Code of Practice.
Disturbed land
Land that has been changed by previous human activity, such as clearing, construction or earthworks, as defined in the code.

Frequently asked questions

Do I need an AHIMS search for a DA?

It is the second step of the due diligence code and a common council expectation for subdivisions and less disturbed sites. Even where not formally required, it is a quick, documented check that supports the due diligence defence.

How long is an AHIMS search valid?

The Due Diligence Code says a search more than 12 months old must be done again to make sure the information is current.

My AHIMS search is clear. Am I finished?

Not necessarily. Under step 2b you still need to consider landscape features. On undisturbed land within 200 metres of waters, on a ridge top or in a dune system, you must continue to step 3.

When is an AHIP needed?

When, after assessment, harm to an Aboriginal object or place cannot be avoided. The permit must be in place before the harm occurs.

Aboriginal heritage screening is part of our development due diligence reports, and the outcome is written into the Statement of Environmental Effects so the council sees the process at lodgement. For sites on the Central Coast, in the growth areas or anywhere near water, request a fee proposal.

Information disclaimer. This article is general planning information prepared by the URBA Planning Team and is current at the date of publication. It is not planning, legal or financial advice for any specific property. Planning instruments, development control plans, state policies and the National Construction Code are amended regularly and councils interpret them differently; the controls quoted here should be confirmed against the versions in force at the date of lodgement and against the consent authority’s current requirements. Reliance on this article is at the reader’s own risk. URBA Planning, a division of Contrive Consultants Pty Ltd, accepts no liability for loss arising from its use. For advice on a specific site, contact URBA for a fee proposal.

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